To provide independent quality assurance in relation to a number of critical business activities including, but not limited to; new business applications, client due diligence and investment suitability, to ensure adherence to related Group policies and external regulations.
Key Roles & Responsibilities:
1. To ensure that the data and documentation collated by the business in support of new business applications adheres to Group policies and external regulations and that the quality of completion meets the required standards.
2. To ensure that the data and documentation collated by the business in support of period client due diligence reviews adheres to Group policies and external regulations and that the quality of completion meets the required standards.
3. To ensure that the data, documentation and associated written communications to clients produced the business in relation to advisory investment activities adheres to Group policies and external regulations and that the quality of completion meets the required standards.
4. To be a member of the Client Committee. The Head of the Middle Office is also responsible for facilitating the committee meetings. This encompasses the preparation of the agenda, the distribution of pre-reading material to members, to act as the committee secretary in the production of the minutes and for monitoring the status of action items.
Qualifications & Skills:
• Substainal experrience gained within banking to ensure a good understanding of the activities related to the role.
• Strong interpersonal and communication skills (written and spoken). The ability to communicate effectively with staff at all levels of the business. To balance assertiveness and diplomacy as circumstances dictate.
• Detailed knowledge of the laws, regulations, guidelines, policies and standards pertinent to Anti Money Laundering and or Investment Business
• Ability to work on own initiative and in a highly disciplined and well organised manner
For details, please find job posting:
http://www.investmentbankcareer.com/ibankjobs.php?word=Manager%2C+Middle+Office&position=Searched&limit=100&radius=100&search=search
Full Time -
Location: New Jersey
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